Universal Assets Bank Participates in the Annual Regional Compliance Summit (ARCS) in Dominica

Universal Assets Bank Participates in the Annual Regional Compliance Summit (ARCS) in Dominica


In an ever-evolving financial landscape, compliance, transparency, and collaboration are more critical than ever.

Universal Assets Bank (UAB) had the honor of participating in the Annual Regional Compliance Summit (ARCS) held recently in Dominica, the premier gathering dedicated to strengthening financial regulations and compliance standards across the region.

Representing UAB at ARCS 2025 were key figures from our leadership team:

Ericson Horsford, Manager - UAB Dominica
Alejandra Márquez, Deputy Manager/Compliance Officer - UAB Dominica

In the presence of Claudius Lestrade, Director of the Financial Services Unit, Dominica, and many top regulators, compliance leaders, and innovators in the room to shape the compliance future in the region.

Their presence underscored UAB’s ongoing commitment to maintaining the highest standards of regulatory compliance and financial integrity.
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About the Annual Regional Compliance Summit (ARCS)

ARCS is recognized as the leading platform for compliance professionals, regulators, and financial institutions across Dominica and the wider Caribbean. The Summit aims to foster dialogue, offer education, and create partnerships that advance the region’s ability to meet global regulatory demands.

✅ Power-packed sessions with distinguished local and international regulators

✅ CPD-certified workshops covering vital areas such as Anti-Money Laundering (AML), Combating the Financing of Terrorism (CFT), fintech developments, virtual asset service provider (VASP) regulations, and consumer protection

✅ High-impact networking opportunities with compliance leaders from across the industry

✅ Focus on real-world solutions, honest conversations, and actionable change

The Summit created a dynamic space for collaboration between government agencies, regulatory bodies, and private financial institutions, aligning strategies to foster a more secure, innovative, and resilient financial system.

UAB’s Commitment to Compliance and Innovation

At Universal Assets Bank, we view compliance not merely as an obligation but as a core pillar of responsible banking. Participating in global and regional summits such as ARCS allows us to:

  • Stay at the forefront of regulatory developments
  • Strengthen our internal governance and risk frameworks
  • Expand our compliance expertise, particularly around emerging fields like digital assets and fintech
  • Forge stronger alliances with regulators, partners, and fellow institutions

Compliance is foundational to earning the trust of our clients, stakeholders, and partners. As new technologies and financial instruments emerge, proactive engagement with regulators ensures that UAB continues to deliver innovative solutions without compromising on security or integrity.

Building a Stronger Financial Future for Dominica and Beyond

Dominica’s financial sector plays an essential role in the region’s economic resilience and growth. Universal Assets Bank is proud to contribute to this future by supporting compliance innovation, enhancing regulatory collaboration, and promoting consumer protection.

We extend our congratulations to the organizers of ARCS for orchestrating such a valuable and impactful event. UAB remains committed to being an active participant in shaping the future of secure, transparent, and compliant banking in Dominica, across the Caribbean, and worldwide.

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Together, we are not just meeting today’s compliance standards. We are setting tomorrow’s.


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